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TITLE: |
Standards
for Initial Appointment and Continuing Employment of Faculty (Revised) |
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AUTHOR: |
Faculty Senate |
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APPROVAL
DATE: |
December 6,
2005 |
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EFFECTIVE
DATE: |
December 6,
2005 |
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PURPOSE: |
To establish standards
identifying the types of faculty appointments and to set guidelines for
the retention and continued employment of faculty |
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REVIEWER
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CAO |
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REVIEW
DATE: |
Fall 2010 and
every five years thereafter |
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OPERATING
DETAILS: |
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2. Tenure track positions will be identified at the
time a position is advertised and will include appointment at the rank
of assistant, associate or full professor.
3. Part-time and temporary positions will be
non-tenure track.
4. Vacancies for permanent positions at the
instructor rank will be non-tenure track positions and persons hired to
fill these vacancies shall be so notified when first employed.
5. At the discretion of the appropriate
administrators, faculty positions may be identified as non-tenure track
at the time they are advertised, even though they may be filled at the
assistant professor rank.
6. Faculty members holding the rank of instructor
shall be employed on one-year contracts renewable at the discretion of
the institution. Full-time employees in one of the professional ranks
may be granted continuing employment under the provisions outlined
below.
7. An instructor in a non-tenure track position will
be eligible for promotion to assistant professor and assignment to a
tenure-track position provided he or she meets appropriate criteria
established at the time of initial appointment.
8. Beginning with a tenure-track appointment the
probationary period shall be six academic years, three of which may
have been met at the rank of instructor. Upon written agreement between
the institution and the faculty member, credit up to a maximum of four
(4) years toward fulfillment of the minimum probationary period may be
allowed for service at one of more other institution of higher
education. Such allowance is to be granted only to an individual who
possesses exceptional professional qualifications and achievements and
is not to be construed as exempting said individual from any other
institutional policies and procedures governing the awarding of tenure.
Upon reappointment after the conclusion of the probationary period, a
professor of any rank shall have continuing employment only when so
informed in writing by the head of the institution.
9. Except under unusual circumstances described in
item 8, to obtain tenure, a professor must have been employed
continuously at the University for six years prior to tenure being
awarded. The procedures for the awarding of tenure are described in
P.S. #1304. Professors will be notified by the end of the sixth year if
the President has approved the recommendation for tenure. The next
year’s contract will reflect the awarding of tenure and the terms of
continuous employment. If tenure is not to be awarded, the professor
will be given employment for one more year to allow him or her to
search for another position.
10. All faculty are subject to a yearly evaluation.
11. If a tenured employee’s annual evaluation is
unsatisfactory, the Department Chair and the Dean will confer with the
individual detailing a plan for improvement for the coming year’s
appointment. The faculty member will be informed that satisfactory
improvement will result in continuation of tenured status, and
unsatisfactory improvement may result in termination for cause (see
Policy Statement 1312: Post-Tenure Review).
12. Option of the plan of improvement could include,
but are not limited to, leave of absence for up-dating skills and close
evaluation of specified weak areas with satisfactory improvement
criteria clearly specified. A copy of the plan of improvement and the
method of evaluation will be filed with the CAO.
13. If the faculty member cannot agree to the plan of
improvement, he or she may appeal to the Faculty Appeals Committee
which will act in an advisory capacity to the CAO. If the Committee
recommends that the appeal be sustained, it will explain the basis for
its action and will recommend revisions that it feels will be equitable
to both parties involved. Using the Committee recommendations as a
guide, the plan of improvement will be revised until acceptable to the
Department Chair and the Dean and the faculty member or, in the case of
some units, the Director and the faculty member.
14. If the appeal of the improvement plan is
rejected, the faculty member must either agree to the plan as presented
of accept notice of dismissal for cause at the end of the next academic
year.
15. As specified by the Board of Trustees,
termination of service of a person with continuing employment will be
made only under such extraordinary circumstances as follows:
16. Termination for cause of a continuous appointment
or the dismissal for cause of a faculty member previous to the
expiration of a term appointment shall not be recommended by the
executive officer of the institution without submitting the
recommendation of the tenure committee. If requested, the
administration of the institution shall arrange for a hearing. In all
cases the accused faculty member, at least one month before the
hearing, shall be informed in writing of the charges against him or her
and shall have the opportunity to be heard in his or her own defense.
He or she shall be permitted to have with him or her an advisor of his
or her own choosing who may act as counsel. If a faculty member so
desires, there shall be a full stenographic record of the hearing
available to the parties concerned.
17. Faculty on continuous appointment who are
dismissed because of financial exigencies or the termination or
reduction of programs shall be employed for a minimum of one full year
from the date of notification.
18. Faculty on continuous appointment who are
dismissed for reasons of malfeasance, inefficiency, or contumacious
conduct or for cause shall have their contracts terminated at any time;
however, at the discretion of the institution and the Board of
Trustees, any faculty member’s salary may be paid, and he or she may be
relieved of teaching duties, appointment, and privileges when he or she
is dismissed for any reason stated in item 15.
19. A probationary faculty member above the rank of
instructor who is not to be reappointed shall be given notice of
dismissal not later than three months before the expiration of his or
her appointment in the first year of service; not later than six months
before the expiration of his or her appointment in the second year of
service; and not later than twelve months before the expiration of his
or her appointment after two or more years of service. Probationary
faculty members dismissed for reasons (a) or (b) as stated in item 15
shall be given a thirty (30) day notice. Probationary faculty members
dismissed for reason (c) or (d) as stated in item 15 shall have their
contracts terminated at any time.
20. When a faculty member is to be terminated, he or
she should receive the notice of termination at the earliest possible
moment but not later than the end of the current contract year.
21. Resignation should be tendered at least three
months prior to the expiration date of the then current contract year.
22. Faculty members who feel they are being unjustly
terminated may appeal this action to the Faculty Appeals Committee
which will, upon request, perform the following duties: